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Transition To RIA Podcast

Transition To RIA Podcast

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The Transition To RIA Podcast was named to the first ever Top Podcasts for Financial Advisors list by Kitces. Brad Wales, founder of Transition To RIA (TransitionToRIA.com) discusses WHY and HOW to transition your financial advisory practice to the Registered Investment Advisor (“RIA”) model. This question/answer style podcast pulls directly from the hundreds of RIA related questions Brad has been asked over the years. With 20+ years industry experience, including direct RIA related roles in compliance, finance and business development, Brad has become the go-to expert for everything financial advisors want to learn and understand about the RIA model. Transition To RIA is completely independent of any one solution, thus Brad is able to provide impartial advice and guidance across all of the possible pathways into the model.

Recent Episodes

  • Q128 - Can I Use The Same Investment Models Or SMAs That I'm Using Now If I Transition To The RIA Model?

    1 week ago

  • Q127 - What Is The Difference Between An RIA And A Broker-Dealer?

    1 month ago

  • Q126 - What Type Of Fees Can I Charge My Clients In The RIA Model?

    2 months ago

  • Q125 - How Difficult Is A Transition To The RIA Model?

    2 months ago

  • Q124 - What Is An RIA-Friendly Broker-Dealer?

    3 months ago

  • Q123 - What Additional Responsibilities Come With Your Own RIA?

    3 months ago

  • Q122 - Is The Payout In The RIA Model Really 100%?

    4 months ago

  • Q121 - Do I Have To Drop My Series 7 If I Go RIA?

    4 months ago

  • Q120 - Are There Platform Fees In The RIA Model?

    5 months ago

  • Q119 - How To Make Up For Lost Deferred Comp When Transitioning To The RIA Model?

    5 months ago