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FINRA Unscripted

FINRA Unscripted

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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

Recent Episodes

  • A Conversation With FINRA Chair Scott Curtis

    3 weeks ago

  • Robert Cook on FINRA Forward, and More

    2 months ago

  • Vendor Vigilance: Navigating Third-Party Risk

    3 months ago

  • Protecting Investors: FINRA Securities Helpline for Seniors' 10th Anniversary

    4 months ago

  • Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape

    5 months ago

  • Using Data to Stay Ahead of Risk: Introducing FINRA’s StratIntel Team

    6 months ago

  • Unpacking the 2025 FINRA Annual Regulatory Oversight Report

    6 months ago

  • Investing Wisely in 2025: Avoiding Scams and Achieving Your Financial Goals

    7 months ago

  • Unlocking Transparency: Navigating FINRA’s Market Data Offerings

    8 months ago

  • Encore | An Introduction to FINRA’s Crypto Asset Work and the Crypto Hub

    8 months ago