Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
by Thomson Reuters
November 21, 2024 8:00 pm
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
Recent Episodes
Season 12, Episode 10: COP 29 summit and the elephant in the room
8 months agoSeason 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine
8 months agoSeries 12, Episode 8: Consumer Duty, so far so good?
8 months agoSeries 12, Episode 7: Bluecrest
9 months agoSeason 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?
9 months agoSeries 12, Episode 5: Luxury Sector Scrutinized for Financial Crime and Sanctions Risk
9 months agoSeason 12, Episode 4: Basel 3 Endgame: where do we stand?
9 months agoSeason 12, Episode 3: Recapping the ACAMS Las Vegas 2024 Conference with veteran AML reporter Brett Wolf
10 months agoSeries 12, Episode 2: Methane and the looming regulatory and reputational risks for Banks, asset owners
10 months agoSeries 12, Episode 1: Unpacking the UK FCA’s approach to Freedom of Information Act compliance
10 months ago